DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• F•• W••••• M••••••••• A•••••••
Legal name C••••• F•• W••••• M••••••••• L•••
Latest filing May 7, 2026
First filing on the tape Oct 17, 2017 · 22 filings
SEC status approved since Nov 16, 2017
RAUM
$228M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$227M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$45.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$228M as of May 7, 2026
Jan 2, 2018$114M then
HNW client RAUM$92.1M as of May 7, 2026
Jan 2, 2018$47.0M then
State-registered IARs (5.B.3)4 as of May 7, 2026
Jan 2, 20186 then
Employees (5.A)5 as of May 7, 2026
Jan 2, 20187 then
Private funds: no history
RAUM +22% over the last fiscal year+9.8% a year over threeIARs 0 to 4offices 2 to 1
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $45.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 128derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $168,011derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Wrap fee program
- $190MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$135M59%
- High-net-worth individuals$92.1M41%
- Charitable organizations$39,7430.0%
- Individual clients
- 588reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,356reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• M•••••• W••••• | Milford, Oh | Jun 9, 2014 | 22 y | 0 |
| J•••• D••••• F•••• | Milford, Oh | Jun 25, 2014 | 18 y | 1 |
| K•••• D••••• B•••••••• | Milford, Oh | Dec 12, 2014 | 24 y | 0 |
| D•••••• A••• S••• | Cincinnati, Oh | Aug 24, 2017 | 40 y | 1 |
| R•••••• G••• D••••• | Milford, Oh | Apr 22, 2024 | 21 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••••• M••• H••••• to I••••••••• A•••••• A•••••••• L••Jan 9, 2024 · RIA to RIA
Joined, latest
- R•••••• G••• D••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Apr 22, 2024 · Other
- D•••••• A••• S••• from L•• F•••••••• L••Aug 24, 2017 · RIA to RIA
- B•••••• M••• H••••• from J••••• H•••••••• W••• L••••• L••Aug 18, 2016 · Other
- J•••• D••••• F•••• from L•• F•••••••• L••Jun 25, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• C••••••••• M•••••• · Cco Managing Membercontrolsince 06/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milford, Oh | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 11, 2026accounts (Item 5.F.2.f) moved from 887.0 to 1,356.0 (+53.0%) between the annual amendments of 2025-03-20 and 2026-03-11; the peer median change was +5.0% (3687 comparable advisers, 96.0th percentile of changes)peers: WEALTH_I•••••••••, $100M to $500M (3,687) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 887 to 1,356Jan 20, 2026 to Mar 11, 2026
- HNW clients · 43 to 54Jan 20, 2026 to Mar 11, 2026
- Individual clients · 524 to 588Jan 20, 2026 to Mar 11, 2026
- Pension plan clients · 0.0 to unsetJan 20, 2026 to Mar 11, 2026
- Discretionary RAUM · $184M to $222MJan 20, 2026 to Mar 11, 2026
- HNW RAUM · $84.7M to $92.1MJan 20, 2026 to Mar 11, 2026
- Individual RAUM · $96.6M to $135MJan 20, 2026 to Mar 11, 2026
- Non-discretionary RAUM · $3.8M to $5.7MJan 20, 2026 to Mar 11, 2026
- Pension RAUM · 0.0 to unsetJan 20, 2026 to Mar 11, 2026
- RAUM · $187M to $228MJan 20, 2026 to Mar 11, 2026
- Advisory employees · 6 to 5Mar 20, 2025 to Jan 20, 2026
- BD registered reps · 2 to 1Mar 20, 2025 to Jan 20, 2026
- Employees · 6 to 5Mar 20, 2025 to Jan 20, 2026
- Insurance-licensed employees · 6 to 0Mar 20, 2025 to Jan 20, 2026
- State-registered IARs · 0 to 4Mar 20, 2025 to Jan 20, 2026
- Other offices · 2 to 1Mar 20, 2025 to Jan 20, 2026
- Accounts · 1,420 to 887Mar 15, 2024 to Mar 20, 2025
- HNW clients · 29 to 43Mar 15, 2024 to Mar 20, 2025
- Individual clients · 519 to 524Mar 15, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 1-10Mar 15, 2024 to Mar 20, 2025
- HQ city · unset to Mar 15, 2024 to Mar 20, 2025
- HQ state · unset to Mar 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $164M to $184MMar 15, 2024 to Mar 20, 2025
- HNW RAUM · $54.1M to $84.7MMar 15, 2024 to Mar 20, 2025
- Individual RAUM · $107M to $96.6MMar 15, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $3.0M to $3.8MMar 15, 2024 to Mar 20, 2025
- RAUM · $167M to $187MMar 15, 2024 to Mar 20, 2025
- Accounts · 1,286 to 1,420Feb 23, 2023 to Mar 15, 2024
- Individual clients · 1,256 to 519Feb 23, 2023 to Mar 15, 2024
- Other offices · 3 to 2Feb 23, 2023 to Mar 15, 2024
- Discretionary RAUM · $169M to $164MFeb 23, 2023 to Mar 15, 2024
- HNW RAUM · $48.9M to $54.1MFeb 23, 2023 to Mar 15, 2024
- Individual RAUM · $118M to $107MFeb 23, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $3.0M to $3.0MFeb 23, 2023 to Mar 15, 2024
- RAUM · $172M to $167MFeb 23, 2023 to Mar 15, 2024
- Accounts · 899 to 1,286Mar 24, 2022 to Feb 23, 2023
- HNW clients · 2 to 29Mar 24, 2022 to Feb 23, 2023
- Individual clients · 410 to 1,256Mar 24, 2022 to Feb 23, 2023
- Discretionary RAUM · $174M to $169MMar 24, 2022 to Feb 23, 2023
- HNW RAUM · $12.9M to $48.9MMar 24, 2022 to Feb 23, 2023
Signals
3 dated events
- B•••••• M••• H••••• left C••••• F•• W••••• M••••••••• A••••••• for I••••••••• A•••••• A•••••••• L•• (registered 2023-10-04)Jan 9, 2024 · a•••••• firm change · fact
- Daniel Jason Feist (Cfo - Managing Member) no longer on Schedule A of C••••• F•• W••••• M••••••••• A••••••• (listed 2019-07-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- C••••• F•• W••••• M••••••••• A••••••• filed its initial SEC registration (Form ADV)Oct 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (513) 407-5430reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026