This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 18, 2022

First registration

Mar 21, 2022

Dual registered

yes, broker-dealer

IAPD individual key

7357808

• Occurred

  Jun 20, 2022
  Advisor changed firm

  Brett Brian Abilheira-Cargill left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Putnam Investment Management, Llc (registered 2022-08-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6ea37174-0ed6-a96c-3e84-7e88169fda42

First observed

Mar 21, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.