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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SICA WEALTH MANAGEMENT, LLC

CRD 153625

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6eabb8d4-0e8f-b73e-2782-5ca3859c2adc

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 16, 2012 to Mar 31, 2022
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Sica Wealth Management, LLC

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $110MItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $101M
Private client RAUM: $98.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 655
Individual clients: 11
High net worth clients: 154
SEC number: 801-71359
CRD: 153625
Filings on the tape: 39
First filed: Mar 16, 2012
Latest filed: Mar 31, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COSTA, CHERYL, LYNNE	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	05/2010	Mar 16, 2012	Mar 31, 2022
SICA, JEFFREY, CARMEN	MANAGING MEMBER, CHIEF EXECUTIVE OFFICE, CHIEF INVESTMENT OFFICER	E	yes	05/2010	Mar 16, 2012	Mar 31, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC	n/a	Former SEC adviser	$66.8M	N	yes	n/a
CS MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$110M	$101M	5	1	0	n/a	n/a
2020	Mar 26, 2021	$114M	$105M	7	5	0	n/a	n/a
2019	Mar 30, 2020	$112M	$102M	10	10	0	n/a	n/a
2018	Mar 27, 2019	$130M	$116M	10	10	0	n/a	n/a
2017	Mar 23, 2018	$106M	$85.6M	5	5	0	n/a	n/a
2016	Mar 22, 2017	$91.0M	$70.6M	8	5	n/a	n/a	n/a
2015	Mar 28, 2016	$99.3M	$75.6M	7	4	n/a	n/a	n/a
2014	Mar 2, 2015	$111M	$48.4M	7	4	n/a	n/a	n/a
2013	Mar 27, 2014	$81.9M	$62.1M	6	4	n/a	n/a	n/a
2012	Mar 20, 2013	$111M	$105M	3	3	n/a	n/a	n/a
2011	Mar 16, 2012	$148M	$148M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$110M	$114M	-3.9%	$130M	-5.5%	5	7	0	0

Relationships

Affiliated with (2)

→ CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← COSTA, CHERYL, LYNNEOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← SICA, JEFFREY, CARMENOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICE, CHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 16, 2012 to presentfactForm ADV

Registered with (4)

← PAUL FREDERICK CASEYAdvisorregistration: previous registration
Jan 3, 2017 to Apr 2, 2020factForm ADV
← PHILIP LEONARDO PLATANIAAdvisorregistration: previous registration
Jan 10, 2014 to Mar 4, 2019factForm ADV
← THOMAS VERNON COLLINSAdvisorregistration: previous registration
May 28, 2010 to Oct 8, 2012factForm ADV
← Kailey Witherspoon WalshAdvisorregistration: previous registration
May 28, 2010 to Oct 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6eabb8d4-0e8f-b73e-2782-5ca3859c2adc
First observed: Mar 16, 2012
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SICA WEALTH MANAGEMENT, LLC

CRD 153625

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6eabb8d4-0e8f-b73e-2782-5ca3859c2adc

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COSTA, CHERYL, LYNNE

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

05/2010

Mar 16, 2012

Mar 31, 2022

SICA, JEFFREY, CARMEN

MANAGING MEMBER, CHIEF EXECUTIVE OFFICE, CHIEF INVESTMENT OFFICER

yes

05/2010

Mar 16, 2012

Mar 31, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC

n/a

Former SEC adviser

$66.8M

yes

n/a

CS MANAGER, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$110M

$101M

n/a

2020

Mar 26, 2021

$114M

$105M

n/a

2019

Mar 30, 2020

$112M

$102M

n/a

2018

Mar 27, 2019

$130M

$116M

n/a

2017

Mar 23, 2018

$106M

$85.6M

n/a

2016

Mar 22, 2017

$91.0M

$70.6M

n/a

2015

Mar 28, 2016

$99.3M

$75.6M

n/a

2014

Mar 2, 2015

$111M

$48.4M

n/a

2013

Mar 27, 2014

$81.9M

$62.1M

n/a

2012

Mar 20, 2013

$111M

$105M

n/a

2011

Mar 16, 2012

$148M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$110M

$114M

-3.9%

$130M

-5.5%