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P••••• L••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

P••••• L••••••• P•••••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Mendham, NJ

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Search this name across graphsid dfx:ria:db586475-f10c-d067-7fb8-0db0a0a963d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 6, 2019	n/a	yes	MORRISTOWN, NJ\|Mendham, NJ	Current employment
S••• W••••• M••••••••• L••	Former SEC adviser	Jan 10, 2014	Mar 4, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••• W••••• M••••••••• L••	P•••••• A•••••• G••••• L••	Mar 4, 2019	Mar 6, 2019	2	Firm change	RIA to RIA
J••• M••••• S••••••••• L••	S••• W••••• M••••••••• L••	Dec 13, 2013

Relationships

Registered with (6)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ S••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2014 to Mar 4, 2019factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Dec 13, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db586475-f10c-d067-7fb8-0db0a0a963d6
First observed: Dec 3, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.