DFX Intelligence

C••••• S•••••• A••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C••••• S•••••• A••••••••• I••••••••• L••

CRD 172454

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:f93a24f3-a50c-b55e-f869-42cece028559

Data as of Dec 9, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 3
On other graphs: 1
Observed: Oct 15, 2014 to Dec 9, 2021
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••• S•••••• A••••••••• I••••••••• L••

Real estate fund manager · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $66.8M••• Locked
Discretionary RAUM: $66.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• U••• I••••••• L••	Real Estate Fund	$23.1M	Mar 23, 2026	42	Mar 31, 2023	reported	021-445875
C• B•••• 1• N••• I••••••• L••	Real Estate Fund	$11.6M	Mar 23, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• C•••••• L••••	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	09/2014	Oct 15, 2014	Dec 9, 2021
S•••• J••••••• C•••••	MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER	E	yes	09/2014	Oct 15, 2014	Dec 9, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• W••••• M••••••••• L••	n/a	Former SEC adviser	$110M	N	yes	n/a
C••••• S•••••• A••••••••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$66.8M	$47.2M	41.5%	$25.1M	38.5%	9	10	0	0

Relationships

Advises (17)

→ C• H••••••• I• I••••••• L••Private fundReal Estate Fund, ERA
May 12, 2022 to presentfactForm ADV
→ C• N••• I•••••••• L••Private fundReal Estate Fund, ERA
Mar 27, 2019 to presentfactForm ADV
→ C• B•••••• I•••••••• L••Private fundReal Estate Fund, ERA
Mar 30, 2020 to presentfactForm ADV
→ C• H••••••• I• Q•• L••

Dated events

Occurred
May 12, 2022
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Aug 7, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 15, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f93a24f3-a50c-b55e-f869-42cece028559
First observed: Oct 15, 2014
Last observed: Dec 9, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.