DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• W•••••• L••
Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• W•••••• L•• | Independent wealth | Jun 23, 2026 | n/a | yes | Bethesda, MD | Current employment |
| S•••••• F•••••••• P•••••••• L•• | Independent wealth | Nov 5, 2024 | Jun 15, 2026 | no | ANNAPOLIS, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• F•••••••• P•••••••• L•• | A••• W•••••• L•• | Jun 15, 2026 | Jun 23, 2026 | 8 | Firm change | RIA to RIA |
| U•• F•••••••• S••••••• I••• | S•••••• F•••••••• P•••••••• L•• | Jun 30, 2021 | Nov 5, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 297858:174765:MD:2026-06-15 | Jun 15, 2026 | Jun 23, 2026 | BETHESDA, MD | Firm change |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 5, 2014 | Jun 30, 2021 | no | WASHINGTON, DC | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 14, 2008 | Jul 9, 2008 | no | CHICAGO, IL | Previous registration |
| 1,224 |
| Firm change after gap |
| Wirehouse to RIA |
| A••••••••• F•••••••• S•••••••• L•• | U•• F•••••••• S••••••• I••• | Jul 9, 2008 | Mar 5, 2014 | 2,065 | Firm change after gap | Ibd to wirehouse |