RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M••••••
- A••• W•••••• L•• independent RIA currentsince Jun 23, 2026 · Bethesda, Md
- S•••••• F•••••••• P•••••••• L•• independent RIANov 5, 2024 to Jun 15, 2026 · Annapolis, Md
- U•• F•••••••• S••••••• I••• wirehouseMar 5, 2014 to Jun 30, 2021 · Washington, Dc
- A••••••••• F•••••••• S•••••••• L•• national BDApr 14, 2008 to Jul 9, 2008 · Chicago, Il
- S•••••• F•••••••• P•••••••• L•• to A••• W•••••• L••left Jun 15, 2026, registered Jun 23, 2026 (8 days) · RIA to RIA · moved with a team
- U•• F•••••••• S••••••• I••• to S•••••• F•••••••• P•••••••• L••left Jun 30, 2021, registered Nov 5, 2024 (1224 days) · Wirehouse to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••left Jul 9, 2008, registered Mar 5, 2014 (2065 days) · Affiliated broker-dealer or bank to wirehouse
- B•••• M•••••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-06-23)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address