DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MML INVESTORS SERVICES, LLC
MARSHFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | MARSHFIELD, MA | Current employment |
| Mariner | Independent wealth | Jun 26, 2015 | Apr 5, 2018 | no | MARSHFIELD, MA|OVERLAND PARK,, KS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 17, 2015 | Mar 25, 2017 | no | MARSHFIELD, MA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Jun 16, 2015 | no | PORTSMOUTH, NH|PETERBOROUGH, NH|KEENE, NH|ROCHESTER, NH|BOSTON, MA|NEWPORT, VT|BRATTLEBORO, VT|QUINCY, MA|WILLISTON, VT|BERLIN, VT|Boston, MA | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Aug 8, 2007 | Oct 5, 2009 | no | ANDOVER, MA|WILLISTON, VT|BRATTLEBORO, VT|NEWPORT, VT|QUINCY, MA|PLYMOUTH, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MML INVESTORS SERVICES, LLC | Apr 5, 2018 | Mar 25, 2017 | -376 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | Mariner | Mar 25, 2017 | Jun 26, 2015 | -638 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MSI FINANCIAL SERVICES, INC. | Jun 16, 2015 | Jun 17, 2015 | 1 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:10409:KS:2018-04-05 | Apr 5, 2018 | Mar 25, 2017 | OVERLAND PARK,, KS | Firm change after gap |
| 14251:151664:MA:2017-03-25 | Mar 25, 2017 | Jun 26, 2015 | MARSHFIELD, MA | Firm change after gap |