DFX Intelligence

J•••• L••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••• L••• G•••••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | CONVERSE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f186ebc-e6e2-c7d7-c3a8-27bed9f66d7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 9, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 22, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|CONVERSE, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 11, 2025	Mar 27, 2026	no	San Antonio, TX\|SAN ANTONIO, TX\|SCHERTZ, TX\|UNIVERSAL CITY, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••• A••••••• G••••• L••	Mar 27, 2026	Apr 22, 2026	26	Firm change	Wirehouse to ibd
T••••••••• R••••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 17, 2025

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 11, 2025 to Mar 27, 2026factForm ADV
→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 6, 2025 to Nov 17, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f186ebc-e6e2-c7d7-c3a8-27bed9f66d7f
First observed: Jan 9, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.