DFX Intelligence

C••••••••• M•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C••••••••• M•••••• D••••

Advisor at E••••• J••••

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:a62ea336-3f0a-a19b-2df4-3426c419b295

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Oct 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 12, 2025	n/a	yes	GLASTONBURY, CT	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Nov 20, 2024	Sep 10, 2025	no	Easton, NH\|BEDFORD, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	E••••• J••••	Sep 10, 2025	Sep 12, 2025	2	Firm change	Ibd to ibd
H•••••• T••••••• • K•••• L••	M•• I•••••••• S•••••••• L••	Nov 13, 2024	Nov 20, 2024

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2024 to Sep 10, 2025factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jan 30, 2024 to Nov 13, 2024factForm ADV
→ E•••• W••••• M••••••••• L••

Dated events

Occurred
Sep 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a62ea336-3f0a-a19b-2df4-3426c419b295
First observed: Oct 26, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.