DFX Intelligence

O•••••• F•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

O•••••• F•••••••• M••••••

Advisor at E•••••• F•••••••• E••••••

PORTLAND, OR

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Search this name across graphsid dfx:ria:6f1df68e-507b-88ab-8f1f-b3fa0ee54018

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 25, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 17, 2025	n/a	yes	PORTLAND, OR	Current employment
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	Oct 8, 2024	no	ST. LOUIS, MO\|PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• P••••••• W•••••• L••	E•••••• F•••••••• E••••••	Oct 8, 2024	Nov 17, 2025	405	Firm change after gap	RIA to RIA
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Jul 1, 2024	Jul 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
290231:140195:OR:2022-01-28	Jan 28, 2022	Jan 6, 2022	PORTLAND, OR	Firm change

Relationships

Registered with (6)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ F•••• P••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 1, 2024 to Oct 8, 2024factForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Mar 7, 2024 to Jul 1, 2024factForm ADV
→ M••••••

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
O•••••• F•••••••• M•••••• left F•••• P••••••• W•••••• L•• for E•••••• F•••••••• E•••••• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
Jan 4, 2024
Advisor changed firm
O•••••• F•••••••• M•••••• left Mariner for B••••••••• S•••••••• W•••••• L•• (registered 2024-03-07)
Form ADVobserved 7 days ago
Occurred
Jan 28, 2022
Advisor changed firm
O•••••• F•••••••• M•••••• left C••••••• A••••••• S•••••••• L•• for Mariner (registered 2022-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f1df68e-507b-88ab-8f1f-b3fa0ee54018
First observed: Nov 25, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.