DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Otoniel Francisco Maxwell

Edelman Financial Enginesindependent RIAPortland, OrIA-onlyIAPD 6581526

Feed of 09/14/2026

Also filed as Otoniel F Heinrichs

At current firm

0 y

since Nov 17, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edelman Financial Engines independent RIA current
since Nov 17, 2025 · Portland, Or
Focus Partners Wealth, LLC independent RIA
Jul 1, 2024 to Oct 8, 2024 · St. Louis, Mo
Buckingham Strategic Wealth, LLC former
Mar 7, 2024 to Jul 1, 2024 · Portland, Or
Mariner BD affiliated
Jan 6, 2022 to Jan 4, 2024 · Portland, Or
Cascadia Advisory Services, LLC former
May 20, 2021 to Jan 28, 2022 · Portland, Or
Roi Financial independent RIA
Nov 25, 2020 to May 7, 2021 · Beaverton, Or

Moves

a registration end followed by a registration begin elsewhere

Focus Partners Wealth, LLC to Edelman Financial Engines
left Oct 8, 2024, registered Nov 17, 2025 (405 days) · RIA to RIA
Buckingham Strategic Wealth, LLC to Focus Partners Wealth, LLC
left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
Mariner to Buckingham Strategic Wealth, LLC
left Jan 4, 2024, registered Mar 7, 2024 (63 days) · Affiliated broker-dealer or bank to independent RIA
Cascadia Advisory Services, LLC to Mariner
left Jan 28, 2022, registered Jan 6, 2022 (-22 days) · RIA to affiliated broker-dealer or bank · moved with a team
Roi Financial to Cascadia Advisory Services, LLC
left May 7, 2021, registered May 20, 2021 (13 days) · RIA to RIA

Signals

Otoniel Francisco Maxwell left Focus Partners Wealth, Llc for Edelman Financial Engines (registered 2025-11-17)
Oct 8, 2024 · Advisor changed firm · fact
Otoniel Francisco Maxwell left Mariner for Buckingham Strategic Wealth, Llc (registered 2024-03-07)
Jan 4, 2024 · Advisor changed firm · fact
Otoniel Francisco Maxwell left Cascadia Advisory Services, Llc for Mariner (registered 2022-01-06)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address