DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

JOSEPH ALMON

Advisor at SCHWAB WEALTH ADVISORY, INC.

Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f33dd16-7901-a19f-6868-e0fc7d9c33ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: Jul 13, 2015
First registration: Jan 2, 2008
Dual registered: yes, broker-dealer
Other names: JOSEPH C ALMON|JOSEPH COLBY ALMON|JOSEPH ALMON
IAPD individual key: 2899812

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 24, 2026	n/a	yes	Lone Tree, CO	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 9, 2026	no	GREENWOOD VILLAGE, CO\|CENTENNIAL, CO\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 26, 2021	Mar 31, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 19, 2015	Jan 31, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
AVANT-GARDE ADVISORS LLC	Former SEC adviser	Jan 9, 2012	Jun 15, 2015	no	CENTENNIAL, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 12, 2010	Dec 20, 2011	no	DENVER, CO	Previous registration
APS PARTNERS FUND LLC	n/a	Jan 2, 2008	Dec 9, 2008	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	SCHWAB WEALTH ADVISORY, INC.	Jun 9, 2026	Jul 24, 2026	45	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 31, 2017	Feb 26, 2021	1,487	Channel change	Ibd to ibd
AVANT-GARDE ADVISORS LLC	STRATEGIC ADVISERS LLC	Jun 15, 2015	Aug 19, 2015	65	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AVANT-GARDE ADVISORS LLC	Dec 20, 2011	Jan 9, 2012	20	Firm change	Other
APS PARTNERS FUND LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 9, 2008	May 12, 2010	519	Firm change after gap	Other

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 9, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 26, 2021 to Mar 31, 2025factForm ADV
→ AVANT-GARDE ADVISORS LLCRegistered adviserregistration: previous registration
Jan 9, 2012 to Jun 15, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 12, 2010 to Dec 20, 2011factForm ADV
→ APS PARTNERS FUND LLCRegistered adviserregistration: previous registration
Jan 2, 2008 to Dec 9, 2008factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
Joseph Almon left Strategic Advisers Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-24)
Form ADVobserved 4 days ago