RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 24, 2026 · Lone Tree, Co
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 9, 2026 · Greenwood Village, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 26, 2021 to Mar 31, 2025 · Greenwood Village, Co
- S•••••••• A••••••• L•• national BDAug 19, 2015 to Jan 31, 2017 · Greenwood Village, Co
- A••••••••• A••••••• L•• formerJan 9, 2012 to Jun 15, 2015 · Centennial, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 12, 2010 to Dec 20, 2011 · Denver, Co
- A•• P••••••• F••• L•• unclassifiedJan 2, 2008 to Dec 9, 2008 · Denver, Co
- S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••left Jun 9, 2026, registered Jul 24, 2026 (45 days) · Other
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 31, 2017, registered Feb 26, 2021 (1487 days) · channel change inside one enterprise, not a move
- A••••••••• A••••••• L•• to S•••••••• A••••••• L••left Jun 15, 2015, registered Aug 19, 2015 (65 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• A••••••• L••left Dec 20, 2011, registered Jan 9, 2012 (20 days) · Other
- A•• P••••••• F••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 9, 2008, registered May 12, 2010 (519 days) · Other
- J••••• A•••• left S•••••••• A••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-07-24)Jun 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address