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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

CHRISTOPHER J KEMP

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:6f3faa36-7736-c1ae-073b-68f9430d3109

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 20, 2012
First registration: Jan 24, 2012
Dual registered: yes, broker-dealer
Other names: CHRIS JAMES KEMP|CHRISTOPHER JAMES KEMP
IAPD individual key: 5923911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 10, 2026	n/a	yes	SAN DIEGO, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	Feb 12, 2026	no	SAN DIEGEO, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 20, 2020	Nov 3, 2023	no	SAN DIEGEO, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 10, 2016	Jun 3, 2020	no	SACRAMENTO, CA\|SAN DIEGO, CA\|SACRAMENTO, CA\|Orangevale, CA\|SACRAMENTO, CA\|FOLSOM, CA\|ROSEVILLE, CA\|ORANGEVILLE, CA\|PLACERVILLE, CA\|SAN DIEGO, CA\|SAN DEIGO, CA\|SAN DIEGO, CA\|LA MESA, CA\|CHULA VISTA, CA\|SAN DIEGO, CA\|LA JOLLA, CA\|ANTELOPE, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 24, 2012	Jun 13, 2016	no	ROSEVILLE, CA\|SACRAMENTO, CA\|EL DORADO HILLS, CA\|EL DORADO HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Feb 12, 2026	Feb 10, 2026	-2	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	FSC SECURITIES CORPORATION	Jun 3, 2020	May 20, 2020	-14	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jun 13, 2016	Jun 10, 2016	-3	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 10, 2016 to Jun 3, 2020factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 3, 2023 to Feb 12, 2026factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 20, 2020 to Nov 3, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 24, 2012 to Jun 13, 2016factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
Christopher J Kemp left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-02-10)
Form ADVobserved 6 days ago