DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RAYMOND JAMES INVESTMENT COUNSEL LTD.

CRD 128324

VANCOUVER, BRITISH COLUMBIA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f4815ef-68f5-ce71-1eed-1a28bab7f56b

Data as of Dec 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 11
On other graphs: 0
Observed: Dec 15, 2011 to Dec 22, 2023
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $27.7MItem 5.F on the latest filing (2023-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $27.7M
Private client RAUM: $19.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 13
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 100
Individual clients: 27
High net worth clients: 17
SEC number: 801-62380
CRD: 128324
Filings on the tape: 40
First filed: Dec 15, 2011
Latest filed: Dec 22, 2023
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Costley, Lloyd, Arthur William	Director	Na	yes	08/2016	Sep 26, 2016	Dec 22, 2023
Hudson, Scott, Robert	Director	Na	yes	10/2022	Dec 22, 2022	Dec 22, 2023
LAM, GENIE, G	CHIEF FINANCIAL OFFICER	Na	yes	10/2022	Dec 22, 2022	Dec 22, 2023
PRICE, TIMOTHY, EVAN	Director	Na	yes	04/2004	Dec 15, 2011	Dec 22, 2023
RAYMOND JAMES FINANCIAL INC.	Shareholder	E	yes	01/2001	Sep 26, 2016	Dec 22, 2023
RAYMOND JAMES LTD.	Shareholder	E	yes	08/2016	Sep 26, 2016	Dec 22, 2023
WEISS, ADRIAN	CHIEF COMPLIANCE OFFICER	Na	yes	12/2022	Dec 22, 2022	Dec 22, 2023
Tasker, David, edward	President	Na	no	07/2021	Dec 22, 2021	Dec 22, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RAYMOND JAMES & ASSOCIATES, INC.	n/a	National bd RIA	$501B	N	yes	n/a
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	n/a	Bd affiliated wealth	$390B	N	yes	n/a
EAGLE ASSET MANAGEMENT INC	n/a	Mixed wealth	$61B	N	yes	n/a
SCOUT INVESTMENTS, INC.	n/a	Asset manager	$37B	N	yes	n/a
CARILLON TOWER ADVISERS, INC.	n/a	Asset manager	$17B	N	yes	n/a
CLARIVEST ASSET MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
RAYMOND JAMES (USA) LTD	n/a	Bd affiliated wealth	$2.0B	N	yes	n/a
COUGAR GLOBAL INVESTMENTS LIMITED	n/a	Other adviser	$1.5B	N	yes	n/a
CARILLON FUND DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
CEBILE CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
CEBILE CAPITAL LLP	n/a	n/a	n/a	N	yes	n/a
EB MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A.	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES CORPORATE FINANCE GMBH	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES EURO EQUITIES SAS	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES FINANCIAL PLANNING	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES GLOBAL SECURITIES LTD	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES INVESTMENT SERVICES LTD.	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES LTD.	n/a	n/a	n/a	Y	yes	n/a
RAYMOND JAMES TRUST (CANADA)	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES TRUST QUEBEC	n/a	n/a	n/a	N	yes	n/a
RAYMOND JAMES TRUST, N.A	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Toronto	n/a	Canada	2	no
Montreal	n/a	Canada	1	no
MONTREAL, QUEBEC	n/a	Canada	1	no
Oakville	n/a	Canada	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Dec 22, 2023	$27.7M	$27.7M	16	13	4	n/a	n/a
2022	Dec 22, 2022	$998M	$998M	16	13	3	n/a	n/a
2021	Dec 22, 2021	$980M	$980M	14	10	2	n/a	n/a
2020	Dec 24, 2020	$704M	$704M	9	5	2	n/a	n/a
2019	Dec 20, 2019	$307M	$307M	6	3	3	n/a	n/a
2018	Dec 19, 2018	$118M	$118M	4	2	2	n/a	n/a
2017	Dec 22, 2017	$25.3M	$25.3M	3	1	1	n/a	n/a
2016	Nov 9, 2016	$32.6M	$32.6M	15	3	n/a	n/a	n/a
2015	Dec 16, 2015	$313M	$313M	13	5	n/a	n/a	n/a
2014	Jan 7, 2015	$122M	$122M	11	4	n/a	n/a	n/a
2013	Feb 3, 2014	$166M	$166M	8	4	n/a	n/a	n/a
2012	Dec 12, 2012	$146M	$146M	6	4	n/a	n/a	n/a
2011	Dec 15, 2011	$59.5M	$59.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$27.7M	$998M	-97.2%	$704M	-66.0%	16	16	4	3

Relationships

Affiliated with (14)

← RAYMOND JAMES (USA) LTDRegistered adviserother investment adviser, common control
factForm ADV
← EAGLE ASSET MANAGEMENT INCRegistered adviserother investment adviser, common control
factForm ADV
← CLARIVEST ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← COUGAR GLOBAL INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ COUGAR GLOBAL INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ EAGLE ASSET MANAGEMENT INCRegistered adviserother investment adviser, common control
factForm ADV
→ SCOUT INVESTMENTS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CLARIVEST ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ RAYMOND JAMES (USA) LTDRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NORTHWEST INVESTMENT CONSULTING, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (7)

← RAYMOND JAMES LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Sep 26, 2016 to presentfactForm ADV
← PRICE, TIMOTHY, EVANOwnerDIRECTOR, ownership code NA, individual
Dec 15, 2011 to presentfactForm ADV
← WEISS, ADRIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2022 to presentfactForm ADV
← Costley, Lloyd, Arthur WilliamOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2016 to presentfactForm ADV
← LAM, GENIE, GOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 22, 2022 to presentfactForm ADV
← Hudson, Scott, RobertOwnerDIRECTOR, ownership code NA, individual
Dec 22, 2022 to presentfactForm ADV
← RAYMOND JAMES FINANCIAL INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 26, 2016 to presentfactForm ADV

Owns (1)

← Tasker, David, edwardOwnerPRESIDENT, ownership code NA, individual
Dec 22, 2021 to presentfactForm ADV

Registered with (1)

← John Charles BealAdvisorregistration: previous registration
Aug 26, 2022 to Jan 26, 2024factForm ADV

Dated events

Occurred
Jan 26, 2024
Advisor changed firm
John Charles Beal left Raymond James Investment Counsel Ltd. for Raymond James (Usa) Ltd (registered 2024-01-29)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2023
Regulatory AUM changed
Raymond James Investment Counsel Ltd. reported RAUM $27.7M, down 97% from $998.5M (2023-08-25 to 2023-12-22)
Form ADVobserved 6 days ago
$-971M
Occurred
Dec 22, 2022
Control person joined
Robert Scott Hudson (Director) appeared on Schedule A of Raymond James Investment Counsel Ltd.
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person joined
G Genie Lam (Chief Financial Officer) appeared on Schedule A of Raymond James Investment Counsel Ltd.
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person joined
Adrian Weiss (Chief Compliance Officer) appeared on Schedule A of Raymond James Investment Counsel Ltd.
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person left
Dixon Paul Allison (Director) no longer on Schedule A of Raymond James Investment Counsel Ltd. (listed 2022-08-31, absent 2022-12-22)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person left
Pauline Anne Meyer (Chief Financial Officer) no longer on Schedule A of Raymond James Investment Counsel Ltd. (listed 2022-08-31, absent 2022-12-22)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Regulatory AUM changed
Raymond James Investment Counsel Ltd. reported RAUM $980.1M, up 39% from $704.3M (2021-12-21 to 2021-12-22)
Form ADVobserved 6 days ago
$276M
Occurred
Dec 22, 2021
Control person left
Bruce David Burnes (Ceo) no longer on Schedule A of Raymond James Investment Counsel Ltd. (listed 2021-12-21, absent 2021-12-22)
Form ADVobserved 6 days ago
Occurred
Dec 24, 2020
Regulatory AUM changed
Raymond James Investment Counsel Ltd. reported RAUM $704.3M, up 129% from $307.4M (2020-09-25 to 2020-12-24)
Form ADVobserved 6 days ago
$397M
Occurred
Dec 20, 2019
Regulatory AUM changed
Raymond James Investment Counsel Ltd. reported RAUM $307.4M, up 162% from $117.5M (2018-12-19 to 2019-12-20)
Form ADVobserved 6 days ago
$190M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f4815ef-68f5-ce71-1eed-1a28bab7f56b
First observed: Dec 15, 2011
Last observed: Dec 22, 2023 33 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAYMOND JAMES INVESTMENT COUNSEL LTD.

CRD 128324

VANCOUVER, BRITISH COLUMBIA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f4815ef-68f5-ce71-1eed-1a28bab7f56b

Data as of Dec 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Costley, Lloyd, Arthur William

Director

yes

08/2016

Sep 26, 2016

Dec 22, 2023

Hudson, Scott, Robert

Director

yes

10/2022

Dec 22, 2022

Dec 22, 2023

LAM, GENIE, G

CHIEF FINANCIAL OFFICER

yes

10/2022

Dec 22, 2022

Dec 22, 2023

PRICE, TIMOTHY, EVAN

Director

yes

04/2004

Dec 15, 2011

Dec 22, 2023

RAYMOND JAMES FINANCIAL INC.

Shareholder

yes

01/2001

Sep 26, 2016

Dec 22, 2023

RAYMOND JAMES LTD.

Shareholder

yes

08/2016

Sep 26, 2016

Dec 22, 2023

WEISS, ADRIAN

CHIEF COMPLIANCE OFFICER

yes

12/2022

Dec 22, 2022

Dec 22, 2023

Tasker, David, edward

President

07/2021

Dec 22, 2021

Dec 22, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RAYMOND JAMES & ASSOCIATES, INC.

n/a

National bd RIA

$501B

yes

n/a

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

n/a

Bd affiliated wealth

$390B

yes

n/a

EAGLE ASSET MANAGEMENT INC

n/a

Mixed wealth

$61B

yes

n/a

SCOUT INVESTMENTS, INC.

n/a

Asset manager

$37B

yes

n/a

CARILLON TOWER ADVISERS, INC.

n/a

Asset manager

$17B

yes

n/a

CLARIVEST ASSET MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

RAYMOND JAMES (USA) LTD

n/a

Bd affiliated wealth

$2.0B

yes

n/a

COUGAR GLOBAL INVESTMENTS LIMITED

n/a

Other adviser

$1.5B

yes

n/a

CARILLON FUND DISTRIBUTORS, INC.

n/a

yes

n/a

CEBILE CAPITAL LLC

n/a

yes

n/a

CEBILE CAPITAL LLP

n/a

yes

n/a

EB MANAGEMENT LLC

n/a

yes

n/a

RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A.

n/a

yes

n/a

RAYMOND JAMES CORPORATE FINANCE GMBH

n/a

yes

n/a

RAYMOND JAMES EURO EQUITIES SAS

n/a

yes

n/a

RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD

n/a

yes

n/a

RAYMOND JAMES FINANCIAL PLANNING

n/a

yes

n/a

RAYMOND JAMES FINANCIAL SERVICES, INC.

n/a

yes

n/a

RAYMOND JAMES GLOBAL SECURITIES LTD

n/a

yes

n/a

RAYMOND JAMES INVESTMENT SERVICES LTD.

n/a

yes

n/a

RAYMOND JAMES LTD.

n/a

yes

n/a

RAYMOND JAMES TRUST (CANADA)

n/a

yes

n/a

RAYMOND JAMES TRUST QUEBEC

n/a

yes

n/a

RAYMOND JAMES TRUST, N.A

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Toronto

n/a

Canada

Montreal

n/a

Canada

MONTREAL, QUEBEC

n/a

Canada

Oakville

n/a

Canada

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Dec 22, 2023

$27.7M

n/a

2022

Dec 22, 2022

$998M

n/a

2021

Dec 22, 2021

$980M

n/a

2020

Dec 24, 2020

$704M

n/a

2019

Dec 20, 2019

$307M

n/a

2018

Dec 19, 2018

$118M

n/a

2017

Dec 22, 2017

$25.3M

n/a

2016

Nov 9, 2016

$32.6M

n/a

2015

Dec 16, 2015

$313M

n/a

2014

Jan 7, 2015

$122M

n/a

2013

Feb 3, 2014

$166M

n/a

2012

Dec 12, 2012

$146M

n/a

2011

Dec 15, 2011

$59.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$27.7M

$998M

-97.2%

$704M

-66.0%