DFX Intelligence

C••••• G••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

C••••• G••••• I•••••••••

C••••• G••••• I••••••••• L••••••, CRD 109439

TORONTO

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Search this name across graphsid dfx:ria:d826fcfb-9a11-7a50-6c1d-06934d5276be

Data as of Dec 15, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 8
On other graphs: 0
Observed: Mar 26, 2012 to Dec 15, 2025
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $113,355
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• M••••••• S••••	Director	Na	yes	10/2019	Apr 9, 2020	Dec 13, 2024
R•••••• J•••• F•••••••• I••	Shareholder	E	yes	04/2015	Dec 22, 2017	Dec 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• J•••• • A••••••••• I•••	n/a	National bd RIA	$501B	N	yes	FL
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	n/a	Bd affiliated wealth	$390B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.5B	$1.4B	7.9%	$1.5B	1.0%	3	3	0	0

Relationships

Affiliated with (18)

← R•••••• J•••• • A••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← R•••••• J•••• •••• L••Registered adviserother investment adviser, common control
factForm ADV
← E•••• A•••• M••••••••• I••Registered adviserother investment adviser, common control
factForm ADV
← C•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Dec 13, 2024
Control person left
Dixon Paul Allison (Director) no longer on Schedule A of C••••• G••••• I••••••••• (listed 2023-12-08, absent 2024-12-13)
Form ADVobserved 7 days ago
Occurred
Aug 29, 2022
Control person joined
Daniel Damian Sousa (Chief Compliance Officer) appeared on Schedule A of C••••• G••••• I•••••••••
Form ADVobserved 7 days ago
Occurred
Jul 12, 2021
Control person left
Cooper James Abbott (Director) no longer on Schedule A of C••••• G••••• I••••••••• (listed 2021-01-04, absent 2021-07-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d826fcfb-9a11-7a50-6c1d-06934d5276be
First observed: Mar 26, 2012
Last observed: Dec 15, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.