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CRD 25853
VANCOUVER
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES IAN DALRYMPLE | n/a | VANCOUVER | Markham, ON | MARKHAM, ONTARIO | 14 | 17 | 1 | yes |
| PAUL WAYNE SILUCH | n/a | VANCOUVER | VICTORIA, BC | 14 | 27 | 1 | yes |
| LAWRENCE J EIBEN | Certified Financial Planner | Delta | VANCOUVER | Langley, British Columbia | 14 | 26 | 1 | yes |
| ASHLEY GRIFFITH CHESTER | n/a | VANCOUVER, BC | VANCOUVER, B.C. | 14 | 18 | n/a | yes |
| SEAN JAMES THOMPSON | n/a | VANCOUVER, BC | VANCOUVER, B.C. | 14 | 22 | n/a | yes |
| APRIL MARY DOREY | n/a | VICTORIA, BC | VANCOUVER | 14 | 20 | 1 | yes |
| LEONARD JAMES SCHIKKERLING | Chartered Financial Analyst | VANCOUVER | NORTH VANCOUVER, BRITISH COLUMBIA | 14 | 21 | n/a | yes |
| MILENE B KUDLINSKI | n/a | Oakville | VANCOUVER, B.C. | Brooklin | VANCOUVER | VANCOUVER, BC | NORTH YORK, ONTARIO | 13 | 14 | n/a | yes |
| IAN MICHAEL MORRISON | n/a | VANCOUVER | Calgary, Alberta | 13 | 14 | n/a | yes |
| VIKAS SAIDA | n/a | VANCOUVER | MISSISSAUGA, ONTARIO | 12 | 14 | n/a | yes |
| MANJINDER DEHAL | n/a | VANCOUVER | TORONTO, ON | 11 | 15 | n/a | yes |
| STEPHEN JAMES MASER | n/a | Kelowna, BC | VANCOUVER | West Kelowna | 11 | 18 | n/a | yes |
| SCOTT MICHAEL YATES | n/a | CALGARY, AB | VANCOUVER | Calgary, Alberta | 9 | 18 | n/a | yes |
| Sam John Richardson | Chartered Financial Analyst | VANCOUVER | Toronto, Ontario | 9 | 14 | n/a | no |
| Nadia Barbara Craig | Chartered Financial Analyst | VANCOUVER | Montreal, Quebec | Montreal | 9 | 25 | n/a | no |
| Robert Alan McKenzie | Chartered Financial Analyst | Montreal | Whistler, BC | VANCOUVER | 9 | 31 | n/a | no |
| JASON WILLIAM RUSSELL MACCALLUM | n/a | Montreal, Quebec | Quebec | VANCOUVER | 9 | 27 | n/a | no |
| David Justin Goodridge | Chartered Financial Analyst | VANCOUVER | Candiac, QC | Montreal | 9 | 9 | n/a | no |
| RYAN JAMES LEWENZA | Chartered Financial Analyst | VANCOUVER | TORONTO, ON | Toronto, ON | 9 | 12 | n/a | no |
| Brian Paul Weber | Chartered Financial Analyst | Montreal | VANCOUVER | Westmount, QC | 9 | 9 | n/a | no |
| SAMUEL BRIAN MACCALLUM | n/a | Toronto, Ontario | VANCOUVER | 9 | 9 | n/a | no |
| ERIK MOISAN | n/a | Montreal, Quebec | Montreal | VANCOUVER | 9 | 19 | 1 | yes |
| Guillaume Desjardins-Tessier | Chartered Financial Analyst | Montreal | VANCOUVER | Verdun, QC | 9 | 19 | n/a | no |
| Mark William Reynolds | Chartered Financial Analyst | VANCOUVER | Scarborough, Ontario | Toronto, Ontario | 9 | 9 | n/a | no |
| Justin Craig Johnston | Chartered Financial Analyst | Woodbridge, Ontario | VANCOUVER | Mississauga, Ontario | 8 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER | Na | yes | 09/2025 | Jun 8, 2026 | Jun 8, 2026 |
| BALEZENTIS, PATRICIA | Director | Na | yes | 09/2024 | Jun 8, 2026 | Jun 8, 2026 |
| BARKO, SHAWN JOSEPH | Director | Na | yes | 09/2024 | Jun 8, 2026 | Jun 8, 2026 |
| BOYLE, SEAN PATRICK | Director | Na | yes | 09/2024 | Jun 8, 2026 | Jun 8, 2026 |
| RAYMOND JAMES LTD. | OWNER CHIEF EXECUTIVE OFFICER | E | yes | 04/1998 | Jun 8, 2026 | Jun 8, 2026 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | Na | yes | 09/2024 | Jun 8, 2026 | Jun 8, 2026 |
| COULTER, JAMES ROBERT | Director | Na | yes | 01/2024 | Feb 29, 2012 | Dec 17, 2024 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | Na | yes | 12/2022 | Sep 20, 2023 | Dec 17, 2024 |
| MAJERSKI, BARBARA | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2022 | Sep 20, 2023 | Dec 17, 2024 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 03/2019 | Dec 21, 2012 | Dec 17, 2024 |
| RAYMOND JAMES FINANCIAL, INC. | Shareholder | E | yes | 01/2001 | Feb 29, 2012 | Dec 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | n/a | National bd RIA | $501B | N | yes | n/a |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | n/a | Bd affiliated wealth | $390B | N | yes | n/a |
| EAGLE ASSET MANAGEMENT INC | n/a | Mixed wealth | $61B | N | yes | n/a |
| SCOUT INVESTMENTS, INC. | n/a | Asset manager | $37B | N | yes | n/a |
| CARILLON TOWER ADVISERS, INC. | n/a | Asset manager | $17B | N | yes | n/a |
| CLARIVEST ASSET MANAGEMENT LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| COUGAR GLOBAL INVESTMENTS LIMITED | n/a | Other adviser | $1.5B | N | yes | n/a |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | n/a | Former SEC adviser | $27.7M | N | yes | n/a |
| CARILLON FUND DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| CEBILE CAPITAL LLC | n/a | n/a | n/a | N | no | n/a |
| CEBILE CAPITAL LLP | n/a | n/a | n/a | N | no | n/a |
| EB MANAGEMENT I LLC | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES CORPORATE FINANCE GMBH | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES EURO EQUITIES SAS | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES FINANCIAL PLANNING | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES GLOBAL SECURITIES LTD | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES INVESTMENT SERVICES LTD. | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES LTD | n/a | n/a | n/a | Y | yes | n/a |
| RAYMOND JAMES TRUST (CANADA) | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES TRUST QUEBEC | n/a | n/a | n/a | N | yes | n/a |
| RAYMOND JAMES TRUST, NA | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| VANCOUVER BC | n/a | Canada | 12 | yes |
| Calgary | n/a | Canada | 10 | yes |
| MONTREAL QUEBEC | n/a | Canada | 10 | yes |
| TORONTO ON | n/a | Canada | 9 | yes |
| Toronto | n/a | Canada | 7 | yes |
| Victoria | n/a | Canada | 6 | yes |
| KELOWNA BC | n/a | Canada | 4 | yes |
| OTTAWA, ONTARIO | n/a | Canada | 4 | yes |
| Waterloo | n/a | Canada | 4 | yes |
| Edmonton | n/a | Canada | 3 | yes |
| Montreal | n/a | Canada | 3 | no |
| Calgary | n/a | Canada | 2 | yes |
| COQUITLAM, BC | n/a | Canada | 2 | yes |
| Vancouver | n/a | Canada | 2 | yes |
| VANCOUVER, BC | n/a | Canada | 2 | yes |
| Abbotsford | n/a | Canada | 1 | yes |
| ABBOTSFORD BC | n/a | Canada | 1 | yes |
| Barrie | n/a | Canada | 1 | no |
| BRAMPTON ONTARIO | n/a | Canada | 1 | yes |
| BURLINGTON ON | n/a | Canada | 1 | yes |
| BURLINGTON ONTARIO | n/a | Canada | 1 | yes |
| BURNABY, BC | n/a | Canada | 1 | yes |
| Calgary | n/a | Canada | 1 | no |
| CALGARY, AB | n/a | Canada | 1 | yes |
| CALGARY, ALBERTA | n/a | Canada | 1 | yes |
| CALGARY, ALBERTA | n/a | Canada | 1 | no |
| DELTA, BC | n/a | Canada | 1 | yes |
| ESSEX, ONTARIO | n/a | Canada | 1 | yes |
| EXETER ONTARIO | n/a | Canada | 1 | yes |
| FORT LANGLEY BC | n/a | Canada | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 11, 2026 | $2.0B | $500M | 175 | 145 | 76 | n/a | n/a |
| 2024 | Jan 14, 2025 | $1.5B | $368M | 165 | 125 | 65 | n/a | n/a |
| 2023 | Dec 13, 2023 | $1.3B | $263M | 145 | 115 | 60 | n/a | n/a |
| 2022 | Nov 30, 2022 | $993M | $229M | 145 | 115 | 60 | n/a | n/a |
| 2021 | Dec 22, 2021 | $902M | $209M | 135 | 105 | 50 | n/a | n/a |
| 2020 | Dec 23, 2020 | $636M | $157M | 140 | 100 | 42 | n/a | n/a |
| 2019 | Dec 19, 2019 | $459M | $121M | 96 | 77 | 24 | n/a | n/a |
| 2018 | Jan 8, 2019 | $289M | $82.6M | 91 | 72 | 33 | n/a | n/a |
| 2017 | Dec 18, 2017 | $210M | $67.8M | 84 | 66 | 33 | n/a | n/a |
| 2016 | Dec 20, 2016 | $128M | $28.5M | 65 | 43 | n/a | n/a | n/a |
| 2015 | Dec 14, 2015 | $86.0M | $19.0M | 60 | 40 | n/a | n/a | n/a |
| 2014 | Jan 28, 2015 | $45.0M | $10.5M | 44 | 31 | n/a | n/a | n/a |
| 2013 | Dec 23, 2013 | $30.9M | $6.9M | 32 | 24 | n/a | n/a | n/a |
| 2012 | Dec 21, 2012 | $23.5M | $6.5M | 40 | 13 | n/a | n/a | n/a |
| 2011 | Feb 29, 2012 | $0 | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 4 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $1.5B | 29.0% | $993M | 26.1% | 175 | 165 | 76 | 65 |