DFX Intelligence

P•••• J•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

P•••• J•••• W•••••••

Advisor at F•••••••• C•••••• M••••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:6f61a110-d6e5-258e-ae7a-d4a70dac6a9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• M••••••••• L••	Independent wealth	Apr 25, 2008	n/a	yes	SEATTLE, WA	Current employment
F•••••••• C•••••• M••••••••• I••	n/a	Jan 13, 2003	May 13, 2008	no	SEATTLE , WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• C•••••• M••••••••• I••	F•••••••• C•••••• M••••••••• L••	May 13, 2008	Apr 25, 2008	-18	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••••••• C•••••• M••••••••• I••	Jan 10, 2003	Jan 13, 2003

Relationships

Registered with (3)

→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 25, 2008 to presentfactForm ADV
→ F•••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jan 13, 2003 to May 13, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 6, 1991 to Jan 10, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f61a110-d6e5-258e-ae7a-d4a70dac6a9f
First observed: Dec 6, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.