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CRD 153016
W. CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| P•••••• A••••• T•••• | Chartered Financial Analyst | W. CONSHOHOCKEN, PA | 4 | 24 | 1 | no |
| A••••• J• G••••••• | Chartered Financial Analyst | WAYNE, PA | W. CONSHOHOCKEN, PA | 4 | 12 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F•••••••• S••••• M••••• F•••• L• | Hedge Fund | $56.5M | Jul 10, 2024 | 18 | Mar 28, 2014 | reported | 021-250065 |
| F•••••••• D•••••• S••••••••• F••• L• | Hedge Fund | $1.2M | Mar 29, 2021 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• A•••• J••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Jan 20, 2023 | Jul 10, 2024 |
| G••••• C••••••••• C•••••• | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | yes | 01/2009 | Nov 8, 2011 | Jul 10, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••••••• I••••••••• P••••••• L•• | n/a | Former SEC adviser | $152M | Y | no | n/a |
| G•••• L•• | n/a | Independent wealth | $33.6M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $679M | $573M | 18.5% | $454M | 14.4% | 18 | 19 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G•••• L•• | 3 | Dec 31, 2023 | May 4, 2022 | W CONSHOHOCKEN, PA | Firm absorbed | RIA to RIA | 75.0% |
| no |
| C•••••• H••••• | n/a | W. CONSHOHOCKEN, PA | 3 | 15 | n/a | no |
| 6 |
| Mar 28, 2012 |
| dropped |
| 021-170206 |
| F••• •••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Mar 31, 2026 |
| $679M |
| $447M |
| 18 |
| 9 |
| 0 |
| 4 |
| n/a |
| 2024 | Mar 31, 2025 | $573M | $404M | 19 | 10 | 0 | 3 | n/a |
| 2023 | Mar 31, 2024 | $500M | $401M | 20 | 11 | 0 | 1 | $56.5M |
| 2022 | Mar 31, 2023 | $454M | $395M | 30 | 13 | 0 | 1 | $66.4M |
| 2021 | Mar 29, 2022 | $569M | $531M | 35 | 12 | 0 | 1 | $66.3M |
| 2020 | Mar 29, 2021 | $604M | $490M | 34 | 10 | 0 | 2 | $65.8M |
| 2019 | Mar 26, 2020 | $520M | $420M | 32 | 10 | 0 | 2 | $63.1M |
| 2018 | Mar 28, 2019 | $520M | $520M | 30 | 11 | 0 | 2 | $35.2M |
| 2017 | Mar 29, 2018 | $390M | $390M | 24 | 11 | 0 | 2 | $59.0M |
| 2016 | Mar 28, 2017 | $622M | $622M | 24 | 10 | n/a | 2 | $55.0M |
| 2015 | Mar 28, 2016 | $618M | $618M | 26 | 10 | n/a | 2 | $79.8M |
| 2014 | Mar 30, 2015 | $556M | $556M | 28 | 11 | n/a | 2 | $48.0M |
| 2013 | Mar 28, 2014 | $492M | $492M | 20 | 12 | n/a | 2 | $18.7M |
| 2012 | Apr 1, 2013 | $138M | $138M | 20 | 12 | n/a | 1 | $1.5M |
| 2011 | Mar 28, 2012 | $781,015 | $781,015 | n/a | n/a | n/a | 1 | $781,015 |