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Advisor at VESTOR CAPITAL, LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTOR CAPITAL, LLC | Independent wealth | Jul 26, 2022 | n/a | yes | CHICAGO, IL | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 26, 2022 | May 16, 2022 | no | Northbrook, IL | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 19, 2014 | May 14, 2022 | no | CHICAGO, IL|NORTHBROOK, IL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 19, 2014 | May 14, 2022 | no | FORT WORTH, TX|Westlake, TX|Chicago, IL|Northbrook, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | VESTOR CAPITAL, LLC | May 16, 2022 | Jul 26, 2022 | 71 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | May 14, 2022 | Aug 19, 2014 | -2,825 | Channel change | Other |
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | May 14, 2022 | Jan 26, 2022 | -108 | Channel change | Other |