DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• I••••••••• M••••••••• C•••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• I••••••••• M••••••••• C•••••• L•• | Asset manager | Mar 3, 2021 | n/a | yes | LOS ANGELES, CA | Current employment |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jan 8, 2015 | Jun 27, 2018 | no | LOS ANGELES, CA|Glendale, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• A•••••••• L•• | T•• I••••••••• M••••••••• C•••••• L•• | Jun 27, 2018 | Mar 3, 2021 | 980 | Firm change after gap | Other |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | U••• B•••••• A•••••••• L•• | Jan 3, 2015 | Jan 8, 2015 |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Mar 22, 2011 | Jan 3, 2015 | no | El Segundo, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 29, 2006 | Apr 1, 2011 | no | SAN DIMAS, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 22, 2005 | Mar 20, 2006 | no | CORONA, CA | Previous registration |
| 5 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Apr 1, 2011 | Mar 22, 2011 | -10 | Firm change | Other |