RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• Y•••••••••
- T•• I••••••••• M••••••••• C•••••• L•• asset manager currentsince Mar 3, 2021 · Los Angeles, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJan 8, 2015 to Jun 27, 2018 · Los Angeles, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 22, 2011 to Jan 3, 2015 · El Segundo, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 29, 2006 to Apr 1, 2011 · San Dimas, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 22, 2005 to Mar 20, 2006 · Corona, Ca
- U••• B•••••• A•••••••• L•• to T•• I••••••••• M••••••••• C•••••• L••left Jun 27, 2018, registered Mar 3, 2021 (980 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to U••• B•••••• A•••••••• L••left Jan 3, 2015, registered Jan 8, 2015 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 1, 2011, registered Mar 22, 2011 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address