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Advisor at JANNEY MONTGOMERY SCOTT LLC
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | May 25, 2021 | n/a | yes | SARASOTA, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 18, 2017 | Apr 30, 2021 | no | LAKEWOOD RANCH, FL|Lakewood Ranch, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 3, 2012 | May 17, 2017 | no | LAKEWOOD RANCH, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 7, 2004 | Nov 14, 2011 | no | LAKEWOOD RANCH, FL|ST PETERSBURG, FL|SARASOTA, FL|SARASOTA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 1, 2000 | Jun 21, 2004 | no | GAINESVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | JANNEY MONTGOMERY SCOTT LLC | Apr 30, 2021 | May 25, 2021 | 25 | Firm change | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES & ASSOCIATES, INC. | May 17, 2017 | May 18, 2017 | 1 | Firm change | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 14, 2011 | Jan 3, 2012 | 50 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jun 21, 2004 | Jul 7, 2004 | 16 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:463:FL:2021-04-30 | Apr 30, 2021 | May 25, 2021 | LAKEWOOD RANCH, FL | Firm change |