RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• O•••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince May 25, 2021 · Sarasota, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 18, 2017 to Apr 30, 2021 · Lakewood Ranch, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 3, 2012 to May 17, 2017 · Lakewood Ranch, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 7, 2004 to Nov 14, 2011 · Lakewood Ranch, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2000 to Jun 21, 2004 · Gainesville, Fl
- R•••••• J•••• • A••••••••• I••• to J••••• M••••••••• S•••• L••left Apr 30, 2021, registered May 25, 2021 (25 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left May 17, 2017, registered May 18, 2017 (1 days) · Other
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 14, 2011, registered Jan 3, 2012 (50 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Jun 21, 2004, registered Jul 7, 2004 (16 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address