DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

SCOTT ALAN JOHNSON

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Rockford, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fd418e9-b173-b44d-e901-c422598415f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 13, 1996
First registration: Feb 5, 2002
Dual registered: yes, broker-dealer
Other names: SCOTT ALAN JOHNSON
IAPD individual key: 2830975

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 29, 2010	n/a	yes	Rockford, IL	Current employment
KLAAS FINANCIAL ASSET ADVISORS, LLC.	Independent wealth	Mar 8, 2007	Feb 16, 2010	no	FITCHBURG, WI\|MADISON, WI\|ROCKFORD, IL\|LOVES PARK, IL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Sep 17, 2003	Feb 3, 2010	no	LOVES PARK, IL	Previous registration
KLAAS FINANCIAL ASSET ADVISORS, LLC.	Independent wealth	Apr 29, 2002	Mar 25, 2003	no	ROCKFORD, IL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Feb 5, 2002	Mar 14, 2003	no	ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KLAAS FINANCIAL ASSET ADVISORS, LLC.	ROBERT W. BAIRD & CO. INCORPORATED	Feb 16, 2010	Jan 29, 2010	-18	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	KLAAS FINANCIAL ASSET ADVISORS, LLC.	Feb 3, 2010	Mar 8, 2007	-1,063	Firm change after gap	Other
KLAAS FINANCIAL ASSET ADVISORS, LLC.	INVESTACORP ADVISORY SERVICES INC	Mar 25, 2003	Sep 17, 2003	176	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	KLAAS FINANCIAL ASSET ADVISORS, LLC.	Mar 14, 2003	Apr 29, 2002	-319	Firm change after gap	Other

Relationships

Registered with (3)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jan 29, 2010 to presentfactForm ADV
→ KLAAS FINANCIAL ASSET ADVISORS, LLC.Registered adviserregistration: previous registration
Mar 8, 2007 to Feb 16, 2010factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 17, 2003 to Feb 3, 2010factForm ADV

Dated events

No dated event names this entity yet.