RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••• J••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 29, 2010 · Rockford, Il
- K•••• F•••••••• A•••• A•••••••• L••• independent RIAMar 8, 2007 to Feb 16, 2010 · Fitchburg, Wi
- I••••••••• A••••••• S••••••• I•• formerSep 17, 2003 to Feb 3, 2010 · Loves Park, Il
- K•••• F•••••••• A•••• A•••••••• L••• independent RIAApr 29, 2002 to Mar 25, 2003 · Rockford, Il
- I••••••••• A••••••• S••••••• I•• formerFeb 5, 2002 to Mar 14, 2003 · Rockford, Il
- K•••• F•••••••• A•••• A•••••••• L••• to R••••• W• B•••• • C•• I•••••••••left Feb 16, 2010, registered Jan 29, 2010 (-18 days) · Other
- I••••••••• A••••••• S••••••• I•• to K•••• F•••••••• A•••• A•••••••• L•••left Feb 3, 2010, registered Mar 8, 2007 (-1063 days) · Other
- K•••• F•••••••• A•••• A•••••••• L••• to I••••••••• A••••••• S••••••• I••left Mar 25, 2003, registered Sep 17, 2003 (176 days) · Other
- I••••••••• A••••••• S••••••• I•• to K•••• F•••••••• A•••• A•••••••• L•••left Mar 14, 2003, registered Apr 29, 2002 (-319 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address