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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROSEL WEALTH MANAGEMENT, LLC

CRD 291065

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fd4ec4b-8076-d6d6-4e66-01dcca487386

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Nov 10, 2017 to Apr 15, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $630MItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $619M
Private client RAUM: $600MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $315Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 971
Individual clients: 139
High net worth clients: 178
Custody, client assets: $64.6M
SEC number: 801-112145
CIK: 1753218
CRD: 291065
Filings on the tape: 27
First filed: Nov 10, 2017
Latest filed: Apr 15, 2026
Organised: Limited Liability Company, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC BENJAMIN ROSEL	Certified Financial Planner	HIGHLANDS RANCH, CO	8	25	4	no
MICHAEL SCOTT MILLER	n/a	HIGHLANDS RANCH, CO	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERIC B. ROSEL REVOCABLE TRUST	MANAGING MEMBER	D	yes	12/2017	Nov 29, 2018	Apr 3, 2024
MORGAN, DAVID, BALDWIN	MANAGING MEMBER	D	yes	12/2017	Nov 10, 2017	Apr 3, 2024
ROSEL, ERIC, BENJAMIN	Trustee	F	yes	05/2006	Nov 10, 2017	Apr 3, 2024
ROSEL, ERIC, BENJAMIN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Nov 10, 2017	Apr 3, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 15, 2026	$630M	$619M	4	2	n/a	n/a
2024	Mar 19, 2025	$503M	$495M	5	2	n/a	n/a
2023	Feb 22, 2024	$410M	$410M	5	2	n/a	n/a
2022	Feb 15, 2023	$316M	$316M	5	3	n/a	n/a
2021	Feb 28, 2022	$330M	$304M	6	4	n/a	n/a
2020	Feb 12, 2021	$245M	$223M	4	4	n/a	n/a
2019	Feb 10, 2020	$223M	$203M	4	2	n/a	n/a
2018	Mar 21, 2019	$186M	$171M	4	2	n/a	n/a
2017	Feb 23, 2018	$0	$0	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$630M	$503M	25.2%	$316M	25.8%	4	5	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PKS ADVISORY SERVICES, LLC	2	Jan 4, 2018	Dec 15, 2017	ALBANY, NY	Team lift out	Other	12.5%

Relationships

Registered with (4)

← MICHAEL SCOTT MILLERAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← ERIC BENJAMIN ROSELAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← DAVID BALDWIN MORGANAdvisorregistration: previous registration
Dec 15, 2017 to Jan 16, 2026factForm ADV
← Grant BugnerAdvisorregistration: previous registration
Oct 26, 2020 to Nov 1, 2023factForm ADV

Controls (3)

← MORGAN, DAVID, BALDWINOwnerMANAGING MEMBER, ownership code D, individual
Nov 10, 2017 to Apr 3, 2024factForm ADV
← ROSEL, ERIC, BENJAMINOwnerTRUSTEE, ownership code F, individual
Nov 10, 2017 to Apr 3, 2024factForm ADV
← ERIC B. ROSEL REVOCABLE TRUSTOwnerMANAGING MEMBER, ownership code D, domestic entity
Nov 29, 2018 to Apr 3, 2024factForm ADV

Moved with (1)

← PKS ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jan 4, 2018 to Dec 15, 2017factForm ADV

Dated events

Occurred
Feb 12, 2026
Regulatory AUM changed
Rosel Wealth Management, Llc reported RAUM $630.2M, up 25% from $503.3M (2026-01-21 to 2026-02-12)
Form ADVobserved 6 days ago
$127M
Occurred
Jan 16, 2026
Advisor changed firm
David Baldwin Morgan left Rosel Wealth Management, Llc for Heirloom Wealth Management Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Advisor changed firm
Grant Bugner left Rosel Wealth Management, Llc for Peak Asset Management, Llc (registered 2024-01-12)
Form ADVobserved 6 days ago
Occurred
Nov 10, 2017
First Form ADV filing
Bh Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fd4ec4b-8076-d6d6-4e66-01dcca487386
First observed: Nov 10, 2017
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROSEL WEALTH MANAGEMENT, LLC

CRD 291065

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fd4ec4b-8076-d6d6-4e66-01dcca487386

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC BENJAMIN ROSEL

Certified Financial Planner

HIGHLANDS RANCH, CO

MICHAEL SCOTT MILLER

n/a

HIGHLANDS RANCH, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERIC B. ROSEL REVOCABLE TRUST

MANAGING MEMBER

yes

12/2017

Nov 29, 2018

Apr 3, 2024

MORGAN, DAVID, BALDWIN

MANAGING MEMBER

yes

12/2017

Nov 10, 2017

Apr 3, 2024

ROSEL, ERIC, BENJAMIN

Trustee

yes

05/2006

Nov 10, 2017

Apr 3, 2024

ROSEL, ERIC, BENJAMIN

CHIEF COMPLIANCE OFFICER

yes

01/2023

Nov 10, 2017

Apr 3, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$630M

$619M

n/a

2024

Mar 19, 2025

$503M

$495M

n/a

2023

Feb 22, 2024

$410M

n/a

2022

Feb 15, 2023

$316M

n/a

2021

Feb 28, 2022

$330M

$304M

n/a

2020

Feb 12, 2021

$245M

$223M

n/a

2019

Feb 10, 2020

$223M

$203M

n/a

2018

Mar 21, 2019

$186M

$171M

n/a

2017

Feb 23, 2018

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$630M

$503M

25.2%

$316M

25.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PKS ADVISORY SERVICES, LLC

Jan 4, 2018

Dec 15, 2017

ALBANY, NY

Team lift out

Other

12.5%