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D•••• B•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D•••• B•••••• M•••••

Advisor at H••••••• W••••• M••••••••• L••

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:997752f6-108c-8430-0e58-11e17da9b6ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• M••••••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
R•••• W••••• M••••••••• L••	Independent wealth	Dec 15, 2017	Jan 16, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• W••••• M••••••••• L••	H••••••• W••••• M••••••••• L••	Jan 16, 2026	Jan 6, 2026	-10	Firm change	RIA to RIA
P•• A••••••• S•••••••• L••	R•••• W••••• M••••••••• L••	Jan 4, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125648:291065:NY:2018-01-04	Jan 4, 2018	Dec 15, 2017	ALBANY, NY	Firm change
149777:125648:CO:2017-11-06	Nov 6, 2017	Nov 2, 2017	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (6)

→ H••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ R•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 15, 2017 to Jan 16, 2026factForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2017 to Jan 4, 2018factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
D•••• B•••••• M••••• left R•••• W••••• M••••••••• L•• for H••••••• W••••• M••••••••• L•• (registered 2026-01-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:997752f6-108c-8430-0e58-11e17da9b6ef
First observed: Mar 1, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.