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Advisor at CITIZENS SECURITIES, INC.
JOHNSTON, RI | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jul 23, 2026 | n/a | yes | Charlotte, NC|JOHNSTON, RI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 15, 2025 | Jul 15, 2026 | no | MINNEAPOLIS, MN|Coral Gables, FL|Coral Gables, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2025 | Oct 8, 2025 | no | ST. LOUIS, MO|CHARLOTTE, NC | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 23, 2012 | Jan 6, 2025 | no | CHARLOTTE, NC|CHARLOTTE, NC|STAMFORD, CT|HAMDEN, CT|HARTFORD, CT|CHARLOTTE, NC|Cornelius, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | CITIZENS SECURITIES, INC. | Jul 15, 2026 | Jul 23, 2026 | 8 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 8, 2025 | Oct 15, 2025 | 7 | Firm change | Wirehouse to ibd |
| ADVICE AND PLANNING SERVICES | WELLS FARGO ADVISORS | Jan 6, 2025 | Sep 23, 2025 | 260 | Firm change | Ibd to wirehouse |