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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Kevin White

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Johnson City, TN

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Search this name across graphsid dfx:ria:6fdeb160-eb7f-157f-9b3a-32c04a6eb58e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 21, 2012
First registration: Apr 22, 2013
Dual registered: yes, broker-dealer
Other names: Kevin Wayne White|Kevin White
IAPD individual key: 5852789

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 29, 2020	n/a	yes	Johnson City, TN\|Johnson City, TN	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 9, 2018	Apr 28, 2020	no	KINGSPORT, TN	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 9, 2018	Apr 28, 2020	no	KINGSPORT, TN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 9, 2016	Jul 12, 2018	no	KINGSPORT, TN	Previous registration
CWM, LLC	Bd affiliated wealth	Jan 12, 2015	Dec 2, 2016	no	KINGSPORT, TN	Previous registration
EDWARD JONES	National bd RIA	Apr 22, 2013	Jan 9, 2015	no	ST LOUIS, MO\|KINGSPORT, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 28, 2020	Apr 29, 2020	1	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 28, 2020	Aug 9, 2018	-628	Channel change	Other
CETERA INVESTMENT ADVISERS LLC	TD AMERITRADE, INC.	Jul 12, 2018	Aug 9, 2018	28	Firm change	Other
CWM, LLC	CETERA INVESTMENT ADVISERS LLC	Dec 2, 2016	Dec 9, 2016	7	Firm change	Other
EDWARD JONES	CWM, LLC	Jan 9, 2015	Jan 12, 2015	3	Firm change	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 29, 2020 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 9, 2018 to Apr 28, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 9, 2018 to Apr 28, 2020factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 9, 2016 to Jul 12, 2018factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jan 12, 2015 to Dec 2, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 22, 2013 to Jan 9, 2015factForm ADV

Dated events

No dated event names this entity yet.