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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Craig J Engel

Advisor at PRINCIPAL ADVISED SERVICES

Crown Point, IN

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Search this name across graphsid dfx:ria:6fe165ff-fd00-3ed5-2f2f-ef64ec3c6f3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL ADVISED SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 29, 2012
First registration: Jan 1, 2013
Dual registered: yes, broker-dealer
Other names: CRAIG JOHN ENGEL
IAPD individual key: 6125800

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL ADVISED SERVICES	Bd affiliated wealth	Oct 30, 2022	n/a	yes	Crown Point, IN	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 22, 2020	Feb 15, 2022	no	Merrillville, IN\|Crown Point, IN	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 1, 2018	Sep 16, 2019	no	OAK BROOK, IL	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	Jan 1, 2013	Nov 1, 2018	no	OAK BROOK, IL\|FAIRFAX, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	PRINCIPAL ADVISED SERVICES	Feb 15, 2022	Oct 30, 2022	257	Firm change	Ibd to RIA
EDELMAN FINANCIAL ENGINES	ALLSTATE FINANCIAL ADVISORS, LLC	Sep 16, 2019	Jun 22, 2020	280	Firm change	RIA to ibd
EDELMAN FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ PRINCIPAL ADVISED SERVICESRegistered adviserregistration: current employment
Oct 30, 2022 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 22, 2020 to Feb 15, 2022factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 1, 2018 to Sep 16, 2019factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 2013 to Nov 1, 2018factForm ADV

Dated events

Occurred
Feb 15, 2022
Advisor changed firm
Craig J Engel left Allstate Financial Advisors, Llc for Principal Advised Services (registered 2022-10-30)
Form ADVobserved 4 days ago