DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Craig J Engel
Feed of 09/14/2026
Also filed as Craig John Engel
At current firm
3 y
since Oct 30, 2022
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Advised Services BD affiliated currentsince Oct 30, 2022 · Crown Point, In
- Allstate Financial Advisors, LLC BD affiliatedJun 22, 2020 to Feb 15, 2022 · Merrillville, In
- Edelman Financial Engines independent RIANov 1, 2018 to Sep 16, 2019 · Oak Brook, Il
- Edelman Financial Services, LLC formerJan 1, 2013 to Nov 1, 2018 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Allstate Financial Advisors, LLC to Principal Advised Servicesleft Feb 15, 2022, registered Oct 30, 2022 (257 days) · Affiliated broker-dealer or bank to independent RIA
- Edelman Financial Engines to Allstate Financial Advisors, LLCleft Sep 16, 2019, registered Jun 22, 2020 (280 days) · RIA to affiliated broker-dealer or bank
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
Signals
- Craig J Engel left Allstate Financial Advisors, Llc for Principal Advised Services (registered 2022-10-30)Feb 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address