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Advisor at RITHOLTZ WEALTH MANAGEMENT
New Orleans, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RITHOLTZ WEALTH MANAGEMENT | Independent wealth | Jun 6, 2018 | n/a | yes | New Orleans, LA | Current employment |
| THIRTYNORTH INVESTMENTS, LLC | Independent wealth | Jul 29, 2013 | Jun 4, 2018 | no | NEW ORLEANS, LA | Previous registration |
| IGNITE INVESTMENTS AND PLANNING | n/a | Feb 8, 2013 | Jul 26, 2013 | no | NEW ORLEANS, LA | Previous registration |
| FERRO FINANCIAL, LLC | n/a | Nov 30, 2011 | Jan 10, 2013 | no | METAIRIE, LA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 18, 2007 | May 13, 2009 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 19, 2004 | Aug 29, 2007 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THIRTYNORTH INVESTMENTS, LLC | RITHOLTZ WEALTH MANAGEMENT | Jun 4, 2018 | Jun 6, 2018 | 2 | Firm change | RIA to RIA |
| IGNITE INVESTMENTS AND PLANNING | THIRTYNORTH INVESTMENTS, LLC | Jul 26, 2013 | Jul 29, 2013 | 3 | Firm change | Other |
| FERRO FINANCIAL, LLC | IGNITE INVESTMENTS AND PLANNING | Jan 10, 2013 | Feb 8, 2013 | 29 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | FERRO FINANCIAL, LLC | May 13, 2009 | Nov 30, 2011 | 931 | Firm change after gap | Other |