RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• B•••• D••••••••
- R••••••• W••••• M••••••••• independent RIA currentsince Jun 6, 2018 · New Orleans, La
- T••••••••• I••••••••• L•• independent RIAJul 29, 2013 to Jun 4, 2018 · New Orleans, La
- I••••• I••••••••• A•• P••••••• unclassifiedFeb 8, 2013 to Jul 26, 2013 · New Orleans, La
- F•••• F••••••••• L•• unclassifiedNov 30, 2011 to Jan 10, 2013 · Metairie, La
- U•• F•••••••• S••••••• I••• wirehouseSep 18, 2007 to May 13, 2009 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseNov 19, 2004 to Aug 29, 2007 · New York, Ny
- T••••••••• I••••••••• L•• to R••••••• W••••• M•••••••••left Jun 4, 2018, registered Jun 6, 2018 (2 days) · RIA to RIA
- I••••• I••••••••• A•• P••••••• to T••••••••• I••••••••• L••left Jul 26, 2013, registered Jul 29, 2013 (3 days) · Other
- F•••• F••••••••• L•• to I••••• I••••••••• A•• P•••••••left Jan 10, 2013, registered Feb 8, 2013 (29 days) · Other
- U•• F•••••••• S••••••• I••• to F•••• F••••••••• L••left May 13, 2009, registered Nov 30, 2011 (931 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address