DFX Intelligence

B•••• H••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••• H••••• L•••••

Advisor at A•••••• W••••• M••••••••• L••

Louisville, KY | MOUNT PLEASANT, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Nov 20, 2025	n/a	yes	MOUNT PLEASANT, SC\|Louisville, KY	Current employment
R••••••••• P••••••• S••••••••• L••	Independent wealth	Aug 3, 2022	Jan 6, 2026	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• P••••••• S••••••••• L••	A•••••• W••••• M••••••••• L••	Jan 6, 2026	Nov 20, 2025	-47	Firm change after gap	RIA to RIA
L••••• A••••••• S•••••••	R••••••••• P••••••• S••••••••• L••	Jan 6, 2023	Jul 12, 2022

Relationships

Registered with (9)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ R••••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2022 to Jan 6, 2026factForm ADV
→ L••••• A••••••• S•••••••Registered adviserregistration: previous registration
Nov 4, 2020 to Jan 6, 2023factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Order

Occurred
6 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.