DFX Intelligence

R••••••••• P••••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

R••••••••• P••••••• S••••••••• L••

RPS ADVISORY S••••••••, LLC, CRD 311575

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 11
On other graphs: 0
Observed: Nov 5, 2020 to Jul 15, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $467M••• Locked
Discretionary RAUM: $467M
Private client RAUM: $466Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $117Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• E••••••	n/a	LOUISVILLE, KY	5	34	4	yes
P•••• J•••• G••••••	n/a	LOUISVILLE, KY \| Covington, KY	4	43

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••• M••••••• J•••••	CEO/PRESIDENT	E	yes	12/2019	Nov 5, 2020	Jul 23, 2024
L•••••• B••••• H•••••	Principal	Na	yes	11/2023	Nov 2, 2023	Jul 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Covington	Ky	United States	2	no
Louisville	Ky	United States	2	yes
Evansville	In	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	125.0%	0	3	0	1	5

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$467M	$377M	24.0%	$195M	33.8%	10	20	1	3

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• A••••••• S•••••••• L••	2	Apr 29, 2021	Mar 1, 2021	LOUISVILLE, KY	Team lift out	RIA to RIA	28.6%

Relationships

Registered with (9)

← L••••••• W•••• C•••••Advisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← N••• R••• E••••••Advisorregistration: current employment
Jul 12, 2022 to presentfactForm ADV
← P•••• J•••• G••••••Advisorregistration: current employment
May 23, 2022 to presentfactForm ADV
← M•••••• J••••• E••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
2 Sep 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
15 Jul 2026
Ria office closed2 events
R••••••••• P••••••• S••••••••• L••: ria office closed, 2 events, on 15 Jul 2026
- ••• Locked
- ••• Locked
Occurred
1 Jul 2026
Advisor changed firm2 events
Advisor changed firm: 2 on 1 Jul 2026
- ••• Locked
- ••• Locked
Occurred
3 Feb 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Jan 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 5, 2020
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.