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S••••• M••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

S••••• M••••• M•••••••

Advisor at L••••• R••••••••• A•••••••

West Seneca, NY | BUFFALO, NY | WEST SENECA, NY

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Search this name across graphsid dfx:ria:704003b6-3e07-ec89-4d5a-c3924d5e535c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 4, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 16, 2026	n/a	yes	WEST SENECA, NY	Current employment
L••••• R••••••••• A•••••••	Institutional manager	Jul 7, 2026	n/a	yes	BUFFALO, NY\|West Seneca, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L••••• R••••••••• A•••••••	Jul 10, 2025	Jul 7, 2026	362	Firm change	Other

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ L••••• R••••••••• A•••••••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ S•••• W••••• A••••••• G•••• L••Registered adviserregistration: current employment
Jul 2, 2018 to presentfactForm ADV
→ C•••••• G•••• • C• I••

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
S••••• M••••• M••••••• left C•••••• G•••• • C• I•• for L••••• R••••••••• A••••••• (registered 2026-07-07)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:704003b6-3e07-ec89-4d5a-c3924d5e535c
First observed: May 4, 2021
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.