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Reading the graph
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L••••• R••••••••• A•••••••, LLC, CRD 282786
BUFFALO, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• M••••• M••••••• | n/a | West Seneca, NY | BUFFALO, NY | WEST SENECA, NY | 8 | 16 | 1 | yes |
| R••• T••••• M••••• | Certified Financial Planner | Rochester, NY | ROCHESTER, NY | BUFFALO, NY | SAN DIEGO, CA | 5 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L••••• P•••••• L•• | Owner | E | yes | 01/2016 | Jul 13, 2024 | Aug 5, 2024 |
| L••••• P•• I•••••••• L•• | Owner | C | yes | 09/2023 | Jul 13, 2024 | Aug 5, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L•••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rochester | NY | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 1 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1B | $2.0B | 9.1% | $1.3B | 17.9% | 12 | 11 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• G•••• • C• I•• | 4 | May 10, 2022 | Aug 25, 2021 | BUFFALO, NY | Team lift out | Other | 1.0% |
| 2 |
| yes |
| T••• M•••••• T••••• | n/a | BUFFALO, NY | 5 | 25 | 4 | yes |
| L•••• A•• C••••• | n/a | BUFFALO, NY | SAN DIEGO, CA | Buffalo, NY | 5 | 21 | 4 | yes |
| J•••• J••••• R•••• | Chartered Financial Consultant | ROCHESTER, NY | BUFFALO, NY | 5 | 42 | 2 | yes |
| A••• M• C•••••• | n/a | Rochester, NY | BUFFALO, NY | 2 | 12 | n/a | no |
| J•••• P•••••• R•••• | n/a | BUFFALO, NY | 2 | 14 | n/a | yes |
| M•••••• J• S••• | n/a | BUFFALO, NY | 2 | 14 | 1 | yes |
| B••••• V•••••• | n/a | BUFFALO, NY | 1 | 12 | n/a | yes |
| M••• K• S••••• | n/a | BUFFALO, NY | 0 | 12 | 3 | yes |
| A••••• J••••• P••••••••• | n/a | BUFFALO, NY | 0 | 18 | n/a | no |
| Owner |
| C |
| yes |
| 01/2001 |
| Feb 3, 2016 |
| Aug 5, 2024 |
| R••••• J••••• J••••• | MANAGING MEMBER, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2016 | Feb 3, 2016 | Aug 5, 2024 |
| T•••••• T•••• M•••••• | MANAGING DIRECTOR | Na | yes | 01/2016 | Feb 3, 2016 | Aug 5, 2024 |
| $2.1B |
| $98.1M |
| 12 |
| 5 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $2.0B | $31.1M | 11 | 5 | 1 | n/a | n/a |
| 2023 | Feb 26, 2024 | $1.7B | $0 | 9 | 4 | 1 | n/a | n/a |
| 2022 | Mar 19, 2023 | $1.3B | $0 | 5 | 3 | 1 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.4B | $0 | 6 | 4 | 1 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.2B | $0 | 7 | 3 | 1 | n/a | n/a |
| 2019 | Mar 28, 2020 | $902M | $0 | 7 | 3 | 1 | n/a | n/a |
| 2018 | Mar 21, 2019 | $682M | $0 | 7 | 4 | 1 | n/a | n/a |
| 2017 | Mar 19, 2018 | $612M | $0 | 7 | 4 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $450M | $0 | 7 | 5 | n/a | n/a | n/a |