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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Oklahoma City, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 5, 2025 | n/a | yes | Oklahoma City, OK | Current employment |
| Mariner | Bd affiliated wealth | Mar 12, 2018 | Oct 15, 2024 | no | OKLAHOMA CITY, OK|Oklahoma City, OK | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Feb 20, 2018 | Jul 3, 2018 | no | Oklahoma City, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 15, 2024 | Mar 5, 2025 | 141 | Firm change | Ibd to ibd |
| MARINER WEALTH ADVISORS | Mariner | Jul 3, 2018 | Mar 12, 2018 | -113 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107355:140195:OK:2018-07-03 | Jul 3, 2018 | Mar 12, 2018 | OKLAHOMA CITY, OK | Firm change after gap |