DFX Intelligence
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Advisor at C••••••• • C••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• • C•• | Independent wealth | Jan 23, 2025 | n/a | yes | MIAMI, FL | Current employment |
| C••• C••••••• | Independent wealth | Dec 9, 2020 | Feb 12, 2025 | no | ARLINGTON, VA|Miami Beach, FL|Miami, FL|WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• C••••••• | C••••••• • C•• | Feb 12, 2025 | Jan 23, 2025 | -20 | Firm change | RIA to RIA |
| I••••• L•• | C••• C••••••• | Mar 5, 2021 | Dec 9, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46173:282863:MD:2019-01-31 | Jan 31, 2019 | Feb 27, 2019 | CHEVY CHASE, MD | Firm change |
| I••••• L•• | Independent wealth | Feb 27, 2019 | Mar 5, 2021 | no | WASHINGTON, DC | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jun 24, 2011 | Jan 31, 2019 | no | CHEVY CHASE, MD | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 26, 2010 | Dec 7, 2010 | no | NORTH BETHESDA, MD | Previous registration |
| Firm change after gap |
| RIA to RIA |
| P••• A••••• S••••••••• L•• | I••••• L•• | Jan 31, 2019 | Feb 27, 2019 | 27 | Firm change | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••• A••••• S••••••••• L•• | Dec 7, 2010 | Jun 24, 2011 | 199 | Firm change | Other |