RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• • C•• independent RIA currentsince Jan 23, 2025 · Miami, Fl
- C••• C••••••• independent RIADec 9, 2020 to Feb 12, 2025 · Arlington, Va
- I••••• L•• independent RIAFeb 27, 2019 to Mar 5, 2021 · Washington, Dc
- P••• A••••• S••••••••• L•• BD affiliatedJun 24, 2011 to Jan 31, 2019 · Chevy Chase, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 26, 2010 to Dec 7, 2010 · North Bethesda, Md
- C••• C••••••• to C••••••• • C••left Feb 12, 2025, registered Jan 23, 2025 (-20 days) · RIA to RIA
- I••••• L•• to C••• C•••••••left Mar 5, 2021, registered Dec 9, 2020 (-86 days) · RIA to RIA
- P••• A••••• S••••••••• L•• to I••••• L••left Jan 31, 2019, registered Feb 27, 2019 (27 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Dec 7, 2010, registered Jun 24, 2011 (199 days) · Other
- Luis Alonso Corrales left Cope Connelly for Corrales & Co. (registered 2025-01-23)Feb 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address