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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Jeffrey Lamar Richardson

Advisor at EMPOWER ADVISORY GROUP, LLC

Phoenix, AZ | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:7084a351-c2f3-4d6e-671d-69a28bd41ac5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Mar 23, 2009
First registration: Apr 25, 2012
Dual registered: yes, broker-dealer
Other names: Jeff Richardson|JEFFREY LAMAR RICHARDSON
IAPD individual key: 6011147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Dec 11, 2023	n/a	yes	Phoenix, AZ\|GREENWOOD VILLAGE, CO	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jan 10, 2022	Apr 3, 2023	no	GREENWOOD VILLAGE, CO\|Dacula, GA	Previous registration
MORGAN STANLEY	Wirehouse	Mar 4, 2019	Feb 1, 2022	no	Venice, FL\|Duluth, GA	Previous registration
CAPITAL MARKETS IQ, LLC	Independent wealth	Nov 21, 2016	Feb 1, 2019	no	Duluth, GA\|ARLINGTON, TX\|Venice, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 28, 2016	Nov 1, 2016	no	ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 21, 2014	Mar 29, 2016	no	SUGAR HILL, GA\|SAVANNAH, GA\|ATLANTA, GA\|BUFORD, GA\|ATLANTA, GA\|ATLANTA, GA\|SUWANEE, GA	Previous registration
EDWARD JONES	National bd RIA	Apr 25, 2012	Jan 22, 2014	no	ST LOUIS, MO\|DACULA, GA\|SUWANEE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Dec 11, 2023	252	Bulk transfer	RIA to ibd
MORGAN STANLEY	PERSONAL CAPITAL ADVISORS CORPORATION	Feb 1, 2022	Jan 10, 2022	-22	Firm change	Wirehouse to RIA
CAPITAL MARKETS IQ, LLC	MORGAN STANLEY	Feb 1, 2019	Mar 4, 2019	31	Firm change	RIA to wirehouse
CETERA INVESTMENT ADVISERS LLC	CAPITAL MARKETS IQ, LLC	Nov 1, 2016	Nov 21, 2016	20	Firm change	Other
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Mar 29, 2016	Mar 28, 2016	-1	Firm change	Other
EDWARD JONES	WELLS FARGO ADVISORS	Jan 22, 2014	Jan 21, 2014	-1	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jan 10, 2022 to Apr 3, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 4, 2019 to Feb 1, 2022factForm ADV
→ CAPITAL MARKETS IQ, LLCRegistered adviserregistration: previous registration
Nov 21, 2016 to Feb 1, 2019factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 28, 2016 to Nov 1, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 21, 2014 to Mar 29, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 25, 2012 to Jan 22, 2014factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
Jeffrey Lamar Richardson left Morgan Stanley for Personal Capital Advisors Corporation (registered 2022-01-10)
Form ADVobserved 6 days ago