DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Lamar Richardson
Feed of 09/15/2026
Also filed as Jeff Richardson
At current firm
2 y
since Dec 11, 2023
In the industry
17 y
since Mar 23, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Dec 11, 2023 · Phoenix, Az
- Personal Capital Advisors Corporation formerJan 10, 2022 to Apr 3, 2023 · Greenwood Village, Co
- Morgan Stanley wirehouseMar 4, 2019 to Feb 1, 2022 · Venice, Fl
- Capital Markets Iq, LLC independent RIANov 21, 2016 to Feb 1, 2019 · Duluth, Ga
- Cetera Investment Advisers LLC BD affiliatedMar 28, 2016 to Nov 1, 2016 · Atlanta, Ga
- Wells Fargo Advisors wirehouseJan 21, 2014 to Mar 29, 2016 · Sugar Hill, Ga
- Edward Jones national BDApr 25, 2012 to Jan 22, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Personal Capital Advisors Corporation to Empower Advisory Group, LLCleft Apr 3, 2023, registered Dec 11, 2023 (252 days) · corporate re-registration, not a move
- Morgan Stanley to Personal Capital Advisors Corporationleft Feb 1, 2022, registered Jan 10, 2022 (-22 days) · Wirehouse to independent RIA
- Capital Markets Iq, LLC to Morgan Stanleyleft Feb 1, 2019, registered Mar 4, 2019 (31 days) · RIA to wirehouse
- Cetera Investment Advisers LLC to Capital Markets Iq, LLCleft Nov 1, 2016, registered Nov 21, 2016 (20 days) · Other
- Wells Fargo Advisors to Cetera Investment Advisers LLCleft Mar 29, 2016, registered Mar 28, 2016 (-1 days) · Other
- Edward Jones to Wells Fargo Advisorsleft Jan 22, 2014, registered Jan 21, 2014 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Jeffrey Lamar Richardson left Morgan Stanley for Personal Capital Advisors Corporation (registered 2022-01-10)Feb 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address