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RIA / WealthAdvisor25 years in industry

IVAN STEPHEN SACKS

Advisor at KINGSLEY ADVISORS, LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:70975af6-ff6d-e7e4-5b62-a18371d72cf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSLEY ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Apr 10, 2001
First registration: Mar 26, 2002
Dual registered: no
IAPD individual key: 1026487

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSLEY ADVISORS, LLC	State registered	Jan 14, 2021	n/a	yes	DALLAS, TX	Current employment
KINGSLEY ADVISORS, LLC	State registered	Oct 5, 2017	Dec 31, 2020	no	Dallas, TX\|DALLAS, TX	Previous registration
KINGSLEY ADVISORS, LLC	State registered	Aug 4, 2015	Jun 19, 2017	no	DALLAS, TX\|DALLAS, TX	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Apr 23, 2015	Sep 27, 2017	no	DALLAS, TX	Previous registration
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jan 28, 2005	Apr 24, 2015	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
HODGES CAPITAL MANAGEMENT INC	Mixed wealth	Mar 26, 2002	Nov 8, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	KINGSLEY ADVISORS, LLC	Sep 27, 2017	Aug 4, 2015	-785	Firm change after gap	Other
PROSPERA FINANCIAL SERVICES, INC.	B. RILEY WEALTH ADVISORS, INC.	Apr 24, 2015	Apr 23, 2015	-1	Firm change	Other
HODGES CAPITAL MANAGEMENT INC	PROSPERA FINANCIAL SERVICES, INC.	Nov 8, 2004	Jan 28, 2005	81	Firm change	Other

Relationships

Registered with (4)

→ KINGSLEY ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 5, 2017 to Dec 31, 2020factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 23, 2015 to Sep 27, 2017factForm ADV
→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Apr 24, 2015factForm ADV
→ HODGES CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 26, 2002 to Nov 8, 2004factForm ADV

Dated events

No dated event names this entity yet.