RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••• S•••••• S••••
- K••••••• A•••••••• L•• state registered currentsince Jan 14, 2021 · Dallas, Tx
- K••••••• A•••••••• L•• state registeredOct 5, 2017 to Dec 31, 2020 · Dallas, Tx
- K••••••• A•••••••• L•• state registeredAug 4, 2015 to Jun 19, 2017 · Dallas, Tx
- B• R•••• W••••• A•••••••• I••• BD affiliatedApr 23, 2015 to Sep 27, 2017 · Dallas, Tx
- P••••••• F•••••••• S•••••••• I••• BD affiliatedJan 28, 2005 to Apr 24, 2015 · Dallas, Tx
- H••••• C•••••• M••••••••• I•• mixed wealthMar 26, 2002 to Nov 8, 2004 · Dallas, Tx
- B• R•••• W••••• A•••••••• I••• to K••••••• A•••••••• L••left Sep 27, 2017, registered Aug 4, 2015 (-785 days) · Other
- P••••••• F•••••••• S•••••••• I••• to B• R•••• W••••• A•••••••• I•••left Apr 24, 2015, registered Apr 23, 2015 (-1 days) · Other
- H••••• C•••••• M••••••••• I•• to P••••••• F•••••••• S•••••••• I•••left Nov 8, 2004, registered Jan 28, 2005 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address