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RIA / WealthAdvisor42 years in industry

JOSEPH PATRICK BATCHA III

Advisor at OPTIMAL CAPITAL ADVISORS, LLC

TRAVERSE CITY, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Dec 13, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joseph Patrick Batcha III

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPTIMAL CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 21, 1984
First registration: Dec 13, 2002
Dual registered: no
Other names: JAY BATCHA|JOSEPH PATRICK BATCHA|JOSEPH PATRICK BATCHA
IAPD individual key: 1286067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPTIMAL CAPITAL ADVISORS, LLC	Independent wealth	Jan 1, 2025	n/a	yes	TRAVERSE CITY, MI	Current employment
WISLAR WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 3, 2009	Jun 27, 2012	no	HOPEWELL, NJ	Previous registration
USF ADVISORS, LLC	n/a	Jan 11, 2008	Jan 31, 2008	no	HOUSTON, TX	Previous registration
USF ADVISORS, LLC	n/a	Mar 27, 2006	Dec 31, 2007	no	HOUSTON, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 13, 2002	Mar 9, 2006	no	TRAVERSE CITY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WISLAR WEALTH MANAGEMENT, LLC	OPTIMAL CAPITAL ADVISORS, LLC	Jun 27, 2012	Jan 1, 2025	4,571	Firm change after gap	Other
USF ADVISORS, LLC	WISLAR WEALTH MANAGEMENT, LLC	Jan 31, 2008	Mar 3, 2009	397	Firm change	Other
MORGAN STANLEY DW INC.	USF ADVISORS, LLC	Mar 9, 2006	Mar 27, 2006	18	Firm change	Other

Relationships

Registered with (4)

→ OPTIMAL CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ WISLAR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2009 to Jun 27, 2012factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 11, 2008 to Jan 31, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 13, 2002 to Mar 9, 2006factForm ADV

Dated events

No dated event names this entity yet.