RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••• B••••• I••
- O•••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 1, 2025 · Traverse City, Mi
- W••••• W••••• M••••••••• L•• formerMar 3, 2009 to Jun 27, 2012 · Hopewell, Nj
- U•• A•••••••• L•• unclassifiedJan 11, 2008 to Jan 31, 2008 · Houston, Tx
- U•• A•••••••• L•• unclassifiedMar 27, 2006 to Dec 31, 2007 · Houston, Tx
- M••••• S•••••• D• I••• unclassifiedDec 13, 2002 to Mar 9, 2006 · Traverse City, Mi
- W••••• W••••• M••••••••• L•• to O•••••• C•••••• A•••••••• L••left Jun 27, 2012, registered Jan 1, 2025 (4571 days) · Other
- U•• A•••••••• L•• to W••••• W••••• M••••••••• L••left Jan 31, 2008, registered Mar 3, 2009 (397 days) · Other
- M••••• S•••••• D• I••• to U•• A•••••••• L••left Mar 9, 2006, registered Mar 27, 2006 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address