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B•••• D••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

B•••• D••••• F•••••••

Advisor at C•••• A••••••• I•••

BOSTON, MA | LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70bbe33d-94a7-6d51-7dbb-e9352ab73ee7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Oct 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A••••••• I•••	Independent wealth	Jun 11, 2026	n/a	yes	LITTLETON, CO\|BOSTON, MA	Current employment
D••• I•••••••••	Independent wealth	Aug 20, 2025	Apr 10, 2026	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• I•••••••••	C•••• A••••••• I•••	Apr 10, 2026	Jun 11, 2026	62	Firm change	RIA to RIA
E•••••• A••••••• G••••• L••	D••• I•••••••••	Jul 16, 2025	Aug 20, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
112058:135281:CO:2025-07-16	Jul 16, 2025	Aug 20, 2025	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (7)

→ C•••• A••••••• I•••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ D••• I•••••••••Registered adviserregistration: previous registration
Aug 20, 2025 to Apr 10, 2026factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 3, 2023 to Jul 16, 2025factForm ADV
→ P•• A•••• M••••••••• C•••

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
B•••• D••••• F••••••• left D••• I••••••••• for C•••• A••••••• I••• (registered 2026-06-11)
Form ADVobserved 7 days ago
Occurred
Jul 16, 2025
Advisor changed firm
B•••• D••••• F••••••• left E•••••• A••••••• G••••• L•• for D••• I••••••••• (registered 2025-08-20)
Form ADVobserved 7 days ago
Occurred
Oct 22, 2024
Advisor changed firm
B•••• D••••• F••••••• left P•• A•••• M••••••••• C••• for P••••••• C•••••• A••••••• C••••••••• (registered 2016-10-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70bbe33d-94a7-6d51-7dbb-e9352ab73ee7
First observed: Oct 29, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.