DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• D••••• F•••••••

C•••• A••••••• I•••independent RIABoston, Ma IA-onlyIAPD 5502487

Feed of 09/14/2026

At current firm

0 y

since Jun 11, 2026

In the industry

18 y

since Jun 25, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• A••••••• I••• independent RIA current
since Jun 11, 2026 · Littleton, Co
D••• I••••••••• independent RIA
Aug 20, 2025 to Apr 10, 2026 · Plano, Tx
E•••••• A••••••• G••••• L•• BD affiliated
Apr 3, 2023 to Jul 16, 2025 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Oct 19, 2016 to Apr 3, 2023 · Denver, Co
P•• A•••• M••••••••• C••• mixed wealth
Aug 23, 2016 to Oct 22, 2024 · Centennial, Co
M•••••• I••••••••• L•• former
Mar 25, 2013 to Sep 5, 2014 · Leawood, Ks
W•••••• • R••• former
Oct 29, 2012 to Mar 12, 2013 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

D••• I••••••••• to C•••• A••••••• I•••
left Apr 10, 2026, registered Jun 11, 2026 (62 days) · RIA to RIA
E•••••• A••••••• G••••• L•• to D••• I•••••••••
left Jul 16, 2025, registered Aug 20, 2025 (35 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
P•• A•••• M••••••••• C••• to P••••••• C•••••• A••••••• C•••••••••
left Oct 22, 2024, registered Oct 19, 2016 (-2925 days) · Other
P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
M•••••• I••••••••• L•• to P•• A•••• M••••••••• C•••
left Sep 5, 2014, registered Aug 23, 2016 (718 days) · Other
W•••••• • R••• to M•••••• I••••••••• L••
left Mar 12, 2013, registered Mar 25, 2013 (13 days) · Other

Signals

B•••• D••••• F••••••• left D••• I••••••••• for C•••• A••••••• I••• (registered 2026-06-11)
Apr 10, 2026 · Advisor changed firm · fact
B•••• D••••• F••••••• left E•••••• A••••••• G••••• L•• for D••• I••••••••• (registered 2025-08-20)
Jul 16, 2025 · Advisor changed firm · fact
B•••• D••••• F••••••• left P•• A•••• M••••••••• C••• for P••••••• C•••••• A••••••• C••••••••• (registered 2016-10-19)
Oct 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address